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Executive Office

SEC Municipalities Continuing Disclosure Cooperation Initiative, Part II: Issuer Considerations and Actions


Webinar

June 2, 2014
Webinar
 

On April 28, 2014, the California Debt and Investment Advisory Commission broadcast a webinar highlighting the Municipalities Continuing Disclosure Cooperation Initiative (the “MCDC Initiative”). This initiative allows underwriters and issuers to self-report no later than September 10, 2014, material inaccuracies in a final official statement regarding prior compliance with continuing disclosure obligations under Rule 15c2-12. To take advantage of this program, issuers will have to undertake a rigorous analysis of their exposure as well as fully consider the consequences of self-reporting or not reporting.

Speakers

  • Daniel M. Deaton, Partner, Nixon Peabody
  • Kevin M. Civale, Shareholder, Stradling Yocca Carlson & Rauth
  • Scott R. Ferguson, Shareholder, Jones Hall
  • Elaine C. Greenberg, Partner, Orrick, Herrington & Sutcliffe